RegEd - 2026 Pricing, Features, Reviews & Alternatives

RegEd is a compliance management solution designed to help financial services firms manage requirements from FINRA, SEC, state DOI, and other industry regulators. The enterprise-level software platform offers a set of integrated tools and capabilities that enable firms to streamline and automate a wide range of critical compliance functions.

RegEd caters to the unique needs of financial services firms, including broker-dealers, insurance companies, registered investment advisers, and banking institutions. Its workflow-driven applications empower compliance teams to manage advertising review, branch audits, complaint handling, compliance questionnaires, Form ADV Part 2B supplements, gifts and contributions tracking, outside business activities, personal securities account supervision, policies and procedures, regulatory change management, and regulatory examinations. The Advertising Review module leverages technology to automate and accelerate the marketing compliance review process, helping firms speed time to market while ensuring adherence to regulatory guidelines. The Branch Audit Management solution provides a comprehensive platform for planning, scheduling, conducting, resolving, and reporting on branch inspections in line with FINRA Rule 3110 and other requirements.